Hohenstaufen

Hohenstaufen Staufer
Coat of arms (c. 1220)[a]
Country	Duchy of Swabia Holy Roman Empire Kingdom of Italy Kingdom of Sicily Kingdom of Jerusalem
Founded	1079
Founder	Frederick of Büren
Final ruler	Conradin
Titles	Duke of Swabia King of Italy Holy Roman Emperor King of Sicily King of Jerusalem King of the Romans King of Burgundy Count of Burgundy
Dissolution	1318[2]

The Hohenstaufen dynasty (/ˈhoʊənʃtaʊfən/, US also /-staʊ-/,^[3][4][5][6] German: [ˌhoːənˈʃtaʊfn̩]), also known as the Staufer, was a noble family of unclear origin that rose to rule the Duchy of Swabia from 1079, and to royal rule in the Holy Roman Empire during the Middle Ages from 1138 until 1254.^[7] The dynasty's most prominent rulers – Frederick I (1155), Henry VI (1191) and Frederick II (1220) – ascended the imperial throne and also reigned over Italy and Burgundy. The non-contemporary name of 'Hohenstaufen' is derived from the family's Hohenstaufen Castle on Hohenstaufen mountain at the northern fringes of the Swabian Jura, near the town of Göppingen.^[8] Under Hohenstaufen rule, the Holy Roman Empire reached its greatest territorial extent from 1155 to 1268.^[9]

The name Hohenstaufen was first used in the 14th century to distinguish the 'high' (hohen) conical hill named Staufen in the Swabian Jura (in the district of Göppingen) from the village of the same name in the valley below. The new name was applied to the hill castle of Staufen by historians only in the 19th century to distinguish it from other castles of the same name. The name of the dynasty followed suit, but in recent decades, the trend in German historiography has been to prefer the name 'Staufer', which is closer to contemporary usage.^[10][7]

The name 'Staufen' itself derives from Stauf (OHG stouf, akin to Early Modern English stoup), meaning 'chalice'. This term was commonly applied to conical hills in Swabia during the Middle Ages.^[10] It is a contemporary term for both the hill and the castle, although its spelling in the Latin documents of the time varies considerably: Sthouf, Stophe, Stophen, Stoyphe, Estufin, etc. The castle was built or at least acquired by Duke Frederick I of Swabia in the latter half of the 11th century.^[11][12]

Members of the family occasionally used the toponymic surname de Stauf or variants thereof. Only in the 13th century would the name come to be applied to the family as a whole. Around 1215, a chronicler referred to the "emperors of Stauf". In 1247, the Emperor Frederick II himself referred to his family as the domus Stoffensis (Staufer house), but this was an isolated instance. Otto of Freising (d. 1158) associated the Staufer with the town of Waiblingen, and around 1230, Burchard of Ursberg referred to the Staufer as of the "royal lineage of the Waiblingens" (regia stirps Waiblingensium). The exact connection between the family and Waiblingen is not clear, but as a name for the family, it became very popular. The pro-imperial Ghibelline faction of the Italian civic rivalries of the 13th and 14th centuries derived its name from Waiblingen.^[11][7]

In Italian historiography, the Staufer are known as the Svevi (Swabians).^[10]

The origin remains unclear, however, Staufer counts are mentioned in a document of emperor Otto III in 987 as descendants of counts of the region of Riesgau near Nördlingen in the Duchy of Swabia, who were related to the Bavarian Sieghardinger family. A local count Frederick (d. about 1075) is mentioned as progenitor in a pedigree drawn up by Abbot Wibald of Stavelot at the behest of Emperor Frederick Barbarossa in 1153. He held the office of a Swabian count palatine; his son Frederick of Büren (c. 1020–1053) married Hildegard of Egisheim-Dagsburg (d. 1094/95), a niece of Pope Leo IX. Their son Frederick I was appointed Duke of Swabia at Hohenstaufen Castle by the Salian king Henry IV of Germany in 1079.^[13][14][7]

At the same time, Duke Frederick I was engaged to the king's approximately seventeen-year-old daughter, Agnes. Nothing is known about Frederick's life before this event, but he proved to be an imperial ally throughout Henry's struggles against other Swabian lords, namely Rudolf of Rheinfelden, Frederick's predecessor, and the Zähringen and Welf lords. Frederick's brother Otto was elevated to the Strasbourg bishopric in 1082.^[7][15]

Upon Frederick's death, he was succeeded by his son, Duke Frederick II, in 1105. Frederick II remained a close ally of the Salians, he and his younger brother Conrad were named the king's representatives in Germany when the king was in Italy. Around 1120, Frederick II married Judith of Bavaria from the rival House of Welf.^[13][16]

When the last male member of the Salian dynasty, Emperor Henry V, died without heirs in 1125, a controversy arose about the succession. Duke Frederick II and Conrad, the two current male Staufers, by their mother Agnes, were grandsons of late Emperor Henry IV and nephews of Henry V. Frederick attempted to succeed to the throne of the Holy Roman Emperor (formally known as the King of the Romans) through a customary election, but lost to the Saxon duke Lothair of Supplinburg. A civil war between Frederick's dynasty and Lothair's ended with Frederick's submission in 1134. After Lothair's death in 1137, Frederick's brother Conrad was elected King as Conrad III.^[17]

Because the Welf duke Henry the Proud, son-in-law and heir of Lothair and the most powerful prince in Germany, who had been passed over in the election, refused to acknowledge the new king, Conrad III deprived him of all his territories, giving the Duchy of Saxony to Albert the Bear and that of Bavaria to Leopold IV, Margrave of Austria. In 1147, Conrad heard Bernard of Clairvaux preach the Second Crusade at Speyer, and he agreed to join King Louis VII of France in a great expedition to the Holy Land which failed.

Conrad's brother Duke Frederick II died in 1147, and was succeeded in Swabia by his son, Duke Frederick III. When King Conrad III died without adult heir in 1152, Frederick also succeeded him, taking both German royal and Imperial titles.^[18]

Frederick I (Reign 2 January 1155 – 10 June 1190), known as Frederick Barbarossa because of his red beard, struggled throughout his reign to restore the power and prestige of the German monarchy against the dukes, whose power had grown both before and after the Investiture Controversy under his Salian predecessors. As royal access to the resources of the church in Germany was much reduced, Frederick was forced to go to Italy to find the finances needed to restore the king's power in Germany. He was soon crowned emperor in Italy, but decades of warfare on the peninsula yielded scant results. The Papacy and the prosperous city-states of the Lombard League in northern Italy were traditional enemies, but the fear of Imperial domination caused them to join ranks to fight Frederick. Under the skilled leadership of Pope Alexander III, the alliance suffered many defeats but ultimately was able to deny the emperor a complete victory in Italy. Frederick returned to Germany. He had vanquished one notable opponent, his Welf cousin, Duke Henry the Lion of Saxony and Bavaria in 1180, but his hopes of restoring the power and prestige of the monarchy seemed unlikely to be met by the end of his life.^[13]

During Frederick's long stays in Italy, the German princes became stronger and began a successful colonization of Slavic lands. Offers of reduced taxes and manorial duties enticed many Germans to settle in the east in the course of the Ostsiedlung. In 1163 Frederick waged a successful campaign against the Kingdom of Poland in order to re-install the Silesian dukes of the Piast dynasty. With the German colonization, the Empire increased in size and came to include the Duchy of Pomerania. A quickening economic life in Germany increased the number of towns and Imperial cities, and gave them greater importance. It was also during this period that castles and courts replaced monasteries as centers of culture. Growing out of this courtly culture, Middle High German literature reached its peak in lyrical love poetry, the Minnesang, and in narrative epic poems such as Tristan, Parzival, and the Nibelungenlied.^[19]

Frederick died in 1190 while on the Third Crusade and was succeeded by his son, Henry VI. Elected king even before his father's death, Henry went to Rome to be crowned emperor. He married Princess Constance of Sicily, and deaths in his wife's family gave him claim of succession and possession of the Kingdom of Sicily in 1189 and 1194 respectively, a source of vast wealth. Henry failed to make royal and Imperial succession hereditary, but in 1196 he succeeded in gaining a pledge that his infant son Frederick would receive the German crown. Faced with difficulties in Italy and confident that he would realize his wishes in Germany at a later date, Henry returned to the south, where it appeared he might unify the peninsula under the Hohenstaufen name. After a series of military victories, however, he fell ill and died of natural causes in Sicily in 1197. His underage son Frederick could only succeed him in Sicily and Malta, while in the Empire the struggle between the House of Staufen and the House of Welf erupted once again.^[20]

Because the election of a three-year-old boy to be German king appeared likely to make orderly rule difficult, the boy's uncle, Duke Philip of Swabia, brother of late Henry VI, was designated to serve in his place. Other factions however favoured a Welf candidate. In 1198, two rival kings were chosen: the Hohenstaufen Philip of Swabia and the son of the deprived Duke Henry the Lion, the Welf Otto IV. A long civil war began; Philip was about to win when he was murdered by the Bavarian count palatine Otto VIII of Wittelsbach in 1208. Pope Innocent III initially had supported the Welfs, but when Otto, now sole elected monarch, moved to appropriate Sicily, Innocent changed sides and accepted young Frederick II and his ally, King Philip II of France, who defeated Otto at the 1214 Battle of Bouvines. Frederick had returned to Germany in 1212 from Sicily, where he had grown up, and was elected king in 1215. When Otto died in 1218, Frederick became the undisputed ruler, and in 1220 was crowned Holy Roman Emperor.

Philip changed the coat of arms from a black lion on a gold shield to three leopards,^[21] probably derived from the arms of his Welf rival Otto IV.

The conflict between the Staufer dynasty and the Welf had irrevocably weakened the Imperial authority and the Norman kingdom of Sicily became the base for Staufer rule.

Emperor Frederick II was the most brilliant and extraordinary of the Hohenstaufen^[22] but he spent little time in Germany. His main concerns lay in Italy and the Kingdom of Sicily, where he ruled as an absolute monarch supported by a sophisticated administrative apparatus. The institutions of Sicily and Italy seemed to be better political laboratories, more conducive to Frederick’s remarkable brand of innovation and absolutist tendencies. He founded the University of Naples in 1224 to train future state officials and reigned over Germany primarily through the allocation of royal prerogatives, leaving the sovereign authority and imperial estates to the ecclesiastical and secular princes. In 1232, Henry (VII), King of Germany and Frederick’s eldest son, was forced by the German princes to promulgate the Statutum in favorem principum ("statute in favor of princes"). Frederick II, embittered but aiming to promote cohesion in Germany in preparation for his campaigns in northern Italy, pragmatically agreed to Henry’s confirmation of the charter. It was a charter of liberties for the leading German princes at the expense of the lesser nobility and the entirety of the commoners. The princes gained whole power of jurisdiction, and the power to strike their own coins. The emperor lost his right to establish new cities, castles and mints over their territories. The Statutum was more a confirmation of political realities which had existed for generations in Germany than a wholesale denuding of royal power and it did not prevent imperial officials from enforcing Frederick’s prerogatives. The Statutum affirmed a division of labor between the emperor and the princes and laid much groundwork for the development of particularism and, perhaps even federalism in Germany. Even so, from 1232 the vassals of the emperor had a veto over imperial legislative decisions and any new law established by the emperor had to be approved by the princes. These provisions not withstanding, royal power in Germany remained strong under Frederick.

By the 1240s the crown was almost as rich in fiscal resources, towns, castles, enfeoffed retinues, monasteries, ecclesiastical advocacies, manors, tolls, and all other rights, revenues, and jurisdictions as it had ever been at any time since the death of Henry VI. It is unlikely that a particularly “strong ruler” such as Frederick II would have even pragmatically agreed to legislation that was concessionary rather than cooperative, neither would the princes have insisted on such. Frederick II used the political loyalty and practical jurisdictions of the German aristocracy to support his kingly duty of imposing peace, order, and justice upon the German realm. This is shown clearly in the imperial Landfried issued at Mainz in 1235, which explicitly enjoined the princes as loyal vassals to exercise their own jurisdictions in their own localities. The jurisdictional autarky of the German princes was favoured by the crown itself in the twelfth and thirteenth centuries in the interests of order and local peace. The inevitable result was the territorial particularism of churchmen, lay princes, and interstitial cities. However, Frederick II was a ruler of vast territories and “could not be everywhere at once”. The transference of jurisdiction was a practical solution to secure the further support of the German princes.^[23]

By the 1226 Golden Bull of Rimini, Frederick had assigned the military order of the Teutonic Knights to complete the conquest and conversion of the Prussian lands. A reconciliation with the Welfs took place in 1235, whereby Otto the Child, grandson of the late Saxon duke Henry the Lion, was named Duke of Brunswick and Lüneburg. The power struggle with the popes continued and resulted in Frederick's excommunication in 1227. In 1239, Pope Gregory IX excommunicated Frederick again, and in 1245 he was condemned as a heretic by a church council. Although Frederick II was perhaps one of the most energetic, imaginative, and capable rulers of the entire Middle Ages, he seemed to be less concerned with drawing the disparate forces in Germany together. Frederick was pragmatic enough to realize that for all his ability and power, his time and focus could only be fully concentrated either north or south of the Alps, where the bulk of his resources lay.

Frederick II’s most profound legal legacy remains the Constitutions of Melfi promulgated in 1231 in the Kingdom of Sicily. The sophistication of the Constitutions or the Liber Augustalis set Frederick as perhaps the supreme lawgiver of the Middle Ages.^[24] The Constitutions drew upon decades of Siculo-Norman governmental tradition stretching back to his maternal grandfather, Roger II of Sicily. Almost every aspect in Frederick’s tightly-governed kingdom was regulated, from a rigorously centralized judiciary and bureaucracy, to commerce, coinage, financial policy, weights and measures, legal equality for all citizens, protections for women, and even provisions for the environment and public health. Per the Constitutions, Frederick II was lex animata and ruled as an absolute monarch. The Constitutions have been regarded as perhaps the “birth certificate” of the modern continental European state.^[25]

From 1240, Frederick II was determined to push through far-reaching reforms to establish the Sicilian kingdom and Imperial Italy as a unified state bound by a centralized administration. The new unified administration was taken over directly by the emperor and his highly trained Sicilian officials whose jurisdiction now ranged across all of Italy. For the rest of Frederick’s reign, there was a continuous movement toward the extension and perfection of this new unified administrative system, with the emperor himself as the driving force.^[26] reign, ther